What's the penalty of 30000 yuan for sending a friend circle? A friend circle released casually leaked the inside information, which attracted the investigation of Hainan securities regulatory bureau. Let's see what the facts look like. So don't post any work-related news in the circle of friends, or you will be miserable.
30 thousand will be fined in the circle of friends
What's the penalty of 30000 yuan for sending a friend circle? A friend circle released casually leaked the inside information, which attracted the investigation of Hainan securities regulatory bureau.
On April 10, Hainan Securities Regulatory Bureau issued the administrative penalty [2018] No. 1, which imposed a total fine of 243000 yuan on the illegal acts of Fenda technology employees such as Lin Li and Yang Xiaotao disclosing insider information and insider trading. It is worth noting that the timing of this insider trading is the period when the chairman of Fenda Technology issued the initiative of "touting the bottom and increasing the holdings".
According to the investigation of the CSRC, in the morning of June 2, 2017, fanda technology planned to disclose the proposal of the chairman of the board of directors of Shenzhen Stock Exchange, but Luo, assistant of the securities department, failed to submit the information to be disclosed to the exchange before 8 o'clock (the time limit for submission of the information disclosure system of the exchange in the morning is 8 o'clock), resulting in the information not officially disclosed. During this period, Luo inadvertently left the notice of increase proposal on the copying machine platform of the document printing room.
At 8:05, Yang Xiaotao, then a clerk of Fenda technology sales center, came to the document printing room to copy the materials, and saw the proposal notice forgotten on the copier. Yang Xiaotao took photos of the document on the spot with her mobile phone. At 10 o'clock, Yang Xiaotao sent the photos of the proposal announcement to his wechat friends circle.
The action of sending 30000 yuan to friends circle was investigated by Hainan securities regulatory bureau
At 10:31, the picture of the proposal announcement in Yang Xiaotao's circle of friends was sent to the wechat group named 'electrical sales Technology Department'. Lin Li, deputy manager of the electrical product technology department of fanda technology, saw the information in the wechat group.
After the closing of the morning, fanda technology officially disclosed the proposal announcement.
At 11:04 on that day, linli transferred 800000 yuan to its securities account; from 11:05 to 07, linli bought 69000 shares of 'Fenda technology' and bought 806600 yuan, which were sold on June 7 and August 14, 2017 respectively, with a profit of 106700 yuan.
According to hexun.com, the fluctuation of Fenda technology stock was very small in the morning of June 2. After the announcement of underperforming increase at noon, the stock rose sharply in the afternoon. It closed at the limit price on that day and rose more than 3% the next day.
The action of sending 30000 yuan to friends circle was investigated by Hainan securities regulatory bureau
According to Hainan securities regulatory bureau, Yang Xiaotao's act of taking photos of the notice of proposal and sending it to wechat friends' circle constitutes an act of disclosing insider information. Lin Li, using the inside information of the proposal announcement, trades in the shares of "Fenda technology" through his own securities account, which violates the provisions of Article 76 of the securities law and constitutes an insider trading act.
According to the facts, nature, circumstances and degree of social harm of the illegal act of the party concerned, Hainan securities regulatory bureau decided to impose a fine of 30000 yuan on Yang Xiaotao for disclosing the inside information. The illegal gains of forest insider trading of 106700 yuan shall be confiscated and a fine of 106700 yuan shall be imposed.