What's the matter with the penalty of 30000 yuan in the circle of friends
4hw.com.cn: now people are in the circle of friends to send their own state or mood, but in the circle of friends is not to send, recently a female staff member sent a circle of friends, was fined 30000, what's the matter? Let's have a look.
Yang Xiaotao, a female clerk of fanda technology, a listed company, was fined 30000 yuan for divulging inside information because she could not think of sending out a circle of friends.
It seems that listed companies should not only manage the boss's mouth, but also the employees' circle of friends. In the era of self media, they may violate the rules at any time.
On April 10, Hainan Securities Regulatory Bureau issued the administrative penalty [2018] No. 1, which imposed a total fine of 243000 yuan on the illegal acts of Fenda technology employees such as Lin Li and Yang Xiaotao disclosing insider information and insider trading. It is worth noting that the timing of this insider trading is the period when the chairman of Fenda Technology issued the initiative of "touting the bottom and increasing the holdings".
Let's see what the situation is.
1. The formation process of inside information
After the close of the market on June 1, 2017, Xiao Mou, chairman of Fenda technology, put forward the idea of employee's increasing stock ownership.
At 5:00 p.m. that day, Xiao communicated with Xie Xiaoping, Secretary of the board of directors, and Xie formulated the proposal on increasing the company's shares to the company's internal employees, which was signed by Xiao in writing.
At 7:30 a.m. on June 2, Xie, Zhou and Luo arrived at the company to deal with information disclosure.
However, it was not until 8:04 that the information to be disclosed was submitted to the information disclosure system of the exchange (the submission time limit of the information disclosure system of the exchange in the morning is 8:00), resulting in that the information was not officially disclosed.
In the process of information disclosure, Luo accidentally left the notice of proposal on the copier desk of the document printing room. At this time, at 8:05, it was seen by two employees of the company.
An engineer in the technical marketing department of the company named Zhong and a clerk in the sales technical center named Yang Xiaotao saw the notice of proposal left on the copier when they went to copy the materials in the morning. Yang Xiaotao took a picture of the document on the spot with her mobile phone.
At 8:20 in the morning, Luo found that the document had been forgotten in the copier, so he went to retrieve it.
At 10 a.m., Yang Xiaotao posted his photos of the proposal announcement to his wechat friends circle.
At 10:31, Zhong sent the picture of proposal announcement in yangxiaotao's wechat friends circle to the wechat group named 'electrical sales Technology Department'. Members of the wechat group saw the information in the wechat group.
During the noon off-market period, fanda technology officially disclosed the proposal announcement, and received the receipt of the successful disclosure of this information from cninfo at 11:45.